Chan, Kam Hing (SFC:ACA649) 陳錦興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 3V Capital Limited | Rep | Advising on securities | 2005-10-17 | 2006-01-13 | Rep | Dealing in securities | 2005-10-17 | 2006-01-13 | RO | Advising on securities | 2006-01-13 | 2013-06-30 | RO | Dealing in securities | 2006-01-13 | 2013-06-30 |
| 2 | EMPEROR CORPORATE FINANCE LIMITED | RO | Advising on securities | 2004-10-09 | 2005-10-08 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Dealing in futures contracts | 2005-10-08 | RO | Advising on futures contracts | 2005-06-08 | 2005-10-08 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2004-07-19 | Rep | Advising on securities | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Automated trading services | 2004-07-19 | Rep | Dealing in securities | 2005-10-08 | Rep | Advising on securities | 2013-08-06 | 2013-11-01 | Rep | Dealing in securities | 2013-08-06 | 2013-11-01 | RO | Advising on securities | 2013-11-01 | 2024-02-20 | RO | Dealing in securities | 2013-11-01 | 2024-02-20 | Rep | Advising on securities | 2024-02-20 | Rep | Dealing in securities | 2024-02-20 |
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