Tam, Tak Wing (SFC:AFR780) 譚德榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 3V Capital Limited RO Dealing in securities 2005-07-18 2013-06-30
2 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2004-02-10 2005-07-15
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2004-02-10 2005-07-15
4 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2003-08-16
Rep Advising on securities 2003-08-16
Rep Asset management 2003-08-16
Rep Dealing in securities 2003-08-16
5 DAIWA SECURITIES SMBC (ASIA) LIMITED Rep Advising on corporate finance 2003-08-16
Rep Advising on securities 2003-08-16
Rep Asset management 2003-08-16
Rep Dealing in securities 2003-08-16
6 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2003-08-16
Rep Asset management 2003-08-16
Rep Dealing in futures contracts 2003-08-16
7 EMPEROR SECURITIES LIMITED Rep Dealing in securities 2013-07-17 2013-10-16
RO Dealing in securities 2013-10-16
8 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in securities 2003-09-23 2004-01-27
9 Sunwah Kingsway Leasing and Finance Limited Rep Dealing in futures contracts 2003-09-23 2004-01-27

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