Tam, Tak Wing (SFC:AFR780) 譚德榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2003-08-16 | |
| 2 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | |
| 3 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-08-16 | |
| 4 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2021-11-17 | |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2003-08-16 | |
| 6 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on securities | 2003-08-16 | |
| 7 | Emperor Asset Management Limited | Rep | Advising on securities | 2021-11-17 | |
| 8 | Daiwa Capital Markets Hong Kong Limited | Rep | Asset management | 2003-08-16 | |
| 9 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Asset management | 2003-08-16 | |
| 10 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Asset management | 2003-08-16 | |
| 11 | Emperor Asset Management Limited | Rep | Asset management | 2021-11-17 | |
| 12 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-08-16 | |
| 13 | Sunwah Kingsway Leasing and Finance Limited | Rep | Dealing in futures contracts | 2003-09-23 | 2004-01-27 |
| 14 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-02-10 | 2005-07-15 |
| 15 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-17 | |
| 16 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-08-16 | |
| 17 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Dealing in securities | 2003-08-16 | |
| 18 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2003-09-23 | 2004-01-27 |
| 19 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-02-10 | 2005-07-15 |
| 20 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-07-17 | 2013-10-16 |
| 21 | 3V Capital Limited | RO | Dealing in securities | 2005-07-18 | 2013-06-30 |
| 22 | EMPEROR SECURITIES LIMITED (HK) | RO | Dealing in securities | 2013-10-16 |
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