Tse, Wing Fai 謝榮輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED | RO | Advising on corporate finance | 2004-11-03 | RO | Advising on futures contracts | 2012-02-29 | RO | Advising on securities | 2012-02-29 | RO | Asset management | 2012-02-29 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Advising on futures contracts | 2005-01-18 | 2011-01-14 | RO | Advising on securities | 2005-01-18 | 2011-01-14 | RO | Asset management | 2005-01-18 | 2011-01-14 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2012-03-06 | 2021-06-16 | Rep | Dealing in securities | 2012-03-06 | 2021-06-16 | RO | Advising on futures contracts | 2012-06-21 | RO | Advising on securities | 2012-06-21 | RO | Asset management | 2013-09-02 | RO | Dealing in futures contracts | 2021-06-16 | RO | Dealing in securities | 2021-06-16 |
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