Shaw, Philip John (SFC:ADP224)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-06-12 | 2016-07-08 | Rep | Dealing in futures contracts | 2013-05-31 | 2016-07-08 | RO | Dealing in futures contracts | 2016-07-08 | 2019-03-22 | RO | Dealing in securities | 2016-07-08 | 2019-03-22 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-06-12 | 2013-08-31 | Rep | Dealing in securities | 2007-06-12 | 2013-08-31 |
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