Shaw, Philip John (SFC:ADP224)
SFC bans Citigroup Global Markets' former Responsible Officer Philip John Shaw for 10 years
| Statement of Disciplinary Action
SFC, 6-Mar-2023
"Shaw had, through his misconduct, engendered a culture of chasing revenue at the expense of client interests and basic standards of honesty within CGMAL."
SFC, 6-Mar-2023
"Shaw had, through his misconduct, engendered a culture of chasing revenue at the expense of client interests and basic standards of honesty within CGMAL."
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