Chan, Chung Hin (SFC:APW782) 陳頌軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-10-21 | 2021-12-06 | Rep | Dealing in securities | 2021-10-21 | 2021-12-06 | RO | Advising on corporate finance | 2021-12-06 | RO | Dealing in securities | 2021-12-06 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2010-02-26 | 2010-09-09 | Rep | Dealing in securities | 2010-02-26 | 2010-09-09 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-09-15 | 2015-06-14 | Rep | Dealing in securities | 2010-09-15 | 2015-06-14 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-05-12 | 2010-02-18 | Rep | Dealing in securities | 2009-05-12 | 2010-02-18 |
| 5 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-29 | 2008-09-30 |
| 6 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-29 | 2009-05-04 | Rep | Dealing in securities | 2007-10-29 | 2009-05-04 |
| 7 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-03-31 | 2016-11-02 | Rep | Dealing in securities | 2016-03-31 | 2016-11-02 | RO | Advising on corporate finance | 2016-11-02 | 2021-08-16 | RO | Dealing in securities | 2016-11-02 | 2021-08-16 |
| 8 | Yi Shun Da Capital Limited | Rep | Advising on corporate finance | 2015-11-11 | 2016-01-10 | Rep | Dealing in securities | 2015-11-11 | 2016-01-10 |
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