Ho, Kin Bor 何建波

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Advising on corporate finance 2003-09-08
2 BOCI COMMODITIES & FUTURES LIMITED Rep Advising on futures contracts 2003-09-08
3 BOCI SECURITIES LIMITED Rep Advising on securities 2003-09-08
4 BOCI COMMODITIES & FUTURES LIMITED Rep Asset management 2003-09-08
BOCI SECURITIES LIMITED Rep 2003-09-08
5 BOCI Bullion Company Limited Rep Automated trading services 2003-10-28 2004-04-28
6 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2005-11-07
BOCI SECURITIES LIMITED Rep 2005-10-13 2005-11-07
SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep 2005-11-22 2008-10-01
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep 2008-10-03 2010-02-17
HAITONG INTERNATIONAL FUTURES LIMITED Rep 2012-02-27 2012-05-12
PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep 2012-05-17 2012-05-24
Success Futures and Foreign Exchange Limited Rep 2013-05-22 2013-08-03
Rifa Futures Limited Rep 2013-08-26 2013-11-15
ZHONGTAI INTERNATIONAL FUTURES LIMITED Rep 2013-11-29 2014-03-31
IMPERIUM INTERNATIONAL SECURITIES LIMITED Rep 2014-03-31 2016-02-29
Huarong International Securities Limited Rep 2016-03-24 2018-06-29
KGI FUTURES (HONG KONG) LIMITED Rep 2018-07-04 2023-03-12
SINOPAC SECURITIES (ASIA) LIMITED Rep 2023-09-21 2023-09-21
7 BOCI SECURITIES LIMITED Rep Dealing in securities 2005-11-07
BOCI Bullion Company Limited Rep 2003-10-28 2005-11-07
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep 2005-11-22 2008-10-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep 2008-10-03 2010-02-17
CMB International Capital Holdings Corporation Limited Rep 2010-02-25 2010-11-16
CMB International Securities Limited Rep 2010-10-05 2011-12-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2012-01-13 2012-05-12
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep 2012-05-17 2012-05-24
Soochow Securities International Brokerage Limited Rep 2012-06-01 2012-11-24
Success Securities Limited Rep 2012-12-04 2013-08-03
Rifa Securities Limited Rep 2013-08-26 2013-11-15
ZHONGTAI INTERNATIONAL SECURITIES LIMITED Rep 2013-11-29 2014-03-31
IMPERIUM INTERNATIONAL SECURITIES LIMITED Rep 2014-03-31 2016-02-29
Huarong International Securities Limited Rep 2016-03-24 2018-06-29
KGI ASIA LIMITED Rep 2018-07-04 2023-03-12
M&F Asset Management Limited Rep 2023-03-20 2023-08-11
SINOPAC SECURITIES (ASIA) LIMITED Rep 2023-09-15 2023-09-21

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top