Lam, Hoi Sing (SFC:AUR383) 林海升
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Securities Group Limited | Rep | Dealing in securities | 2010-08-12 | 2016-04-20 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-02-04 | 2010-07-31 | Rep | Dealing in securities | 2010-02-04 | 2010-07-31 |
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