Chan, Eric Sze Wei 陳思維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | Rep | Advising on securities | 2023-07-14 | 2023-09-01 | Rep | Dealing in securities | 2023-07-14 | 2023-09-01 |
| 2 | Apollo Capital Management Limited | Rep | Advising on securities | 2023-12-07 | Rep | Asset management | 2023-12-07 | Rep | Dealing in securities | 2023-12-07 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-06-19 | 2013-08-15 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-06-19 | 2013-08-15 |
| 5 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-04-15 | 2020-04-20 |
| 6 | Glory Sun Securities Limited | Rep | Dealing in securities | 2020-05-15 | 2023-06-30 | Rep | Advising on securities | 2020-09-23 | 2023-06-30 | Rep | Asset management | 2020-09-23 | 2023-06-30 |
| 7 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2004-10-15 | 2010-06-02 | Rep | Dealing in securities | 2008-05-22 | 2012-06-12 |
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