Dou, Kar Kin 屠嘉鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-05-05 | 2014-06-03 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-10-20 | 2010-06-14 | Rep | Dealing in securities | 2010-06-14 | 2024-10-16 |
| 3 | WRise Prestige Securities Limited | Rep | Dealing in securities | 2024-11-04 |
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