Ip, Pak Kwan 葉柏坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-11-01 | 2013-07-08 |
| 2 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2017-07-24 | Rep | Dealing in securities | 2017-07-24 |
| 3 | Lion Global Financial Limited | Rep | Dealing in securities | 2013-10-16 | 2013-12-06 | Rep | Asset management | 2013-10-16 | 2017-06-30 | RO | Dealing in securities | 2013-12-06 | 2015-03-31 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2003-12-16 | 2010-06-02 | Rep | Dealing in securities | 2007-10-27 | 2013-07-08 |
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