Lai, Ka Wing (SFC:AVR831) 黎家穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-01-12 | 2014-06-03 |
2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2015-10-28 | 2017-04-07 | Rep | Dealing in securities | 2015-10-28 | 2017-04-07 |
3 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2010-08-13 | 2015-05-13 |
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