Lau, Hing (SFC:AQA541) 劉鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-05 | 2020-10-29 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-01-18 | 2010-06-18 | Rep | Dealing in securities | 2010-06-18 | 2018-05-14 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-03-24 | 2023-03-31 |
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