Law, May Ling 羅美玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-09-05 | 2019-05-14 | Rep | Advising on securities | 2018-10-15 | 2019-05-14 | Rep | Asset management | 2018-10-15 | 2022-04-18 | Rep | Dealing in futures contracts | 2018-10-15 | 2022-04-18 | RO | Advising on securities | 2019-05-14 | 2022-04-18 | RO | Dealing in securities | 2019-05-14 | 2022-04-18 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Advising on securities | 2004-07-05 | Rep | Dealing in securities | 2004-07-05 |
| 3 | iTrade Securities Investment Limited | Rep | Dealing in securities | 2018-04-27 | 2018-08-01 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-06-22 | 2017-11-22 | Rep | Dealing in securities | 2007-09-12 | 2017-11-22 |
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