Tang, Chi Kwan (SFC:ARS666) 鄧智君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2022-01-28 | |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2023-07-28 | |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-09-26 | 2014-06-03 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-11-11 | Rep | Dealing in securities | 2021-11-11 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-11-17 | 2010-06-03 | Rep | Dealing in securities | 2010-06-03 | 2014-07-19 |
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