Yip, Chak Hang 葉澤恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2007-03-22 | 2007-10-02 | Rep | Dealing in securities | 2007-05-02 | 2007-10-02 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2007-12-27 | 2009-07-14 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2008-01-30 | 2009-07-14 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-27 | 2009-07-14 |
| 5 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-08-06 | 2015-03-17 | Rep | Dealing in futures contracts | 2009-09-10 | 2015-03-17 |
| 6 | Henyep Capital Management Limited | Rep | Advising on securities | 2006-05-23 | 2007-03-10 |
| 7 | ICBC (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2022-03-02 | Rep | Dealing in securities | 2022-03-02 |
| 8 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-08-06 | 2018-04-06 | Rep | Asset management | 2009-10-16 | 2018-04-06 |
| 9 | OnePlatform Securities Limited | Rep | Dealing in securities | 2015-12-16 | 2018-04-06 | Rep | Advising on securities | 2016-08-22 | 2018-04-06 |
| 10 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-10-28 | 2006-04-30 |
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