Tang, Ronny Kwan Hui 鄧君栩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | RO | Asset management | 2016-12-21 | |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-10-28 | Rep | Advising on securities | 2004-10-28 | Rep | Asset management | 2004-10-28 | Rep | Automated trading services | 2004-10-28 | Rep | Dealing in securities | 2015-02-09 | Rep | Advising on securities | 2005-06-29 | 2011-06-08 | RO | Advising on securities | 2011-06-08 | 2016-06-30 | RO | Dealing in securities | 2015-02-09 | 2016-06-30 | RO | Advising on securities | 2016-07-01 | RO | Dealing in securities | 2016-07-01 | Rep | Advising on corporate finance | 2016-12-14 | 2018-07-17 | RO | Advising on corporate finance | 2018-07-17 |
| 3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Dealing in securities | 2016-12-14 | RO | Advising on corporate finance | 2018-05-30 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-10-28 | Rep | Asset management | 2004-10-28 | Rep | Dealing in futures contracts | 2005-06-29 | RO | Dealing in futures contracts | 2005-06-29 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-10-28 | Rep | Advising on securities | 2004-10-28 | Rep | Asset management | 2004-10-28 | Rep | Automated trading services | 2004-10-28 | Rep | Dealing in securities | 2005-06-29 | RO | Dealing in securities | 2005-06-29 | 2016-06-30 |
| 6 | MANRISE LIMITED (d2007-05-02) | RO | Automated trading services | 2004-11-10 | 2006-01-10 | RO | Dealing in securities | 2004-11-10 | 2006-01-10 |
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