Chan, Iris Mun Kuen 陳敏娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-06-16 | 2012-04-23 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2012-04-23 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-06-16 | 2012-04-23 |
| 4 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2020-07-28 | 2021-11-12 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-28 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-08-28 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2018-08-28 |
| 7 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2018-09-17 | 2020-01-16 |
| 8 | WM (HK) Limited | Rep | Advising on securities | 2005-05-25 | 2008-05-23 | Rep | Dealing in securities | 2006-05-10 | 2008-05-23 |
| 9 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-04-01 | 2015-07-18 |
| 10 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-05-11 | 2015-07-18 | Rep | Dealing in futures contracts | 2014-02-25 | 2015-07-18 |
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