Chan, Tor 陳舵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-13 | 2016-06-30 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-13 | 2016-06-30 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-11-13 | |
| 5 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-11-14 | 2014-11-01 |
| 6 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-11-14 | 2014-11-01 |
| 7 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-13 | 2013-11-01 |
| 8 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-04-13 | 2013-11-01 |
| 9 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-13 | 2013-11-01 |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-02-06 | |
| 11 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-02-06 | |
| 12 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-03 | |
| 13 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-06-03 | |
| 14 | KGI ASIA LIMITED | Rep | Asset management | 2004-06-03 | |
| 15 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-03 | |
| 16 | KGI FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-06-03 |
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