Chan, Tor 陳舵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-03 | |
2 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-06-03 | |
3 | KGI ASIA LIMITED | Rep | Asset management | 2004-06-03 | |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-03 | |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-06-03 | |
6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-02-06 | |
7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-02-06 | |
8 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-13 | 2013-11-01 |
9 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-04-13 | 2013-11-01 |
10 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-13 | 2013-11-01 |
11 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-11-14 | 2014-11-01 |
12 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-11-14 | 2014-11-01 |
13 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-11-13 | |
14 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-13 | 2016-06-30 |
15 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-13 | 2016-06-30 |
16 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy