Chan, Wah Lee 陳華利
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2022-12-08 | 2023-05-16 | RO | Asset management | 2022-12-08 | 2023-05-16 | RO | Dealing in securities | 2022-12-08 | 2023-05-16 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-12-20 | 2015-12-11 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-04-26 | 2015-12-11 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-12-20 | 2015-12-11 |
| 5 | GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2018-10-08 | 2022-05-10 | RO | Asset management | 2018-10-08 | 2022-05-10 |
| 6 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-01-06 | 2017-03-08 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-01-06 | 2017-03-08 |
| 8 | SP Global Access Limited | RO | Dealing in securities | 2017-03-29 | 2017-09-28 |
| 9 | VC ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-01-29 |
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