Chau, Siu Fung 周紹鳳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-23 | 2013-04-12 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-08-23 | 2013-04-12 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-23 | 2013-04-12 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-05-06 | 2015-09-07 | Rep | Dealing in securities | 2013-05-06 | 2015-09-07 | Rep | Leveraged foreign exchange trading | 2013-07-24 | 2015-09-07 |
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