Chong, Wah Yeung 莊華揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-13 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2016-10-07 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-13 | 2016-10-07 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-13 | 2016-06-30 |
| 4 | FT Securities Limited | Rep | Advising on futures contracts | 2007-03-15 | 2007-11-10 | Rep | Dealing in futures contracts | 2007-03-15 | 2007-11-10 | Rep | Dealing in securities | 2007-03-15 | 2007-11-10 |
| 5 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-06-09 | 2007-03-03 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-12-04 | 2007-03-03 | Rep | Advising on futures contracts | 2004-11-02 | 2007-03-03 | Rep | Leveraged foreign exchange trading | 2005-06-21 | 2007-03-03 | Rep | Advising on futures contracts | 2007-11-23 | 2009-05-01 | Rep | Dealing in futures contracts | 2007-11-23 | 2009-05-01 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-12-04 | 2007-03-03 | Rep | Dealing in securities | 2007-11-23 | 2009-05-01 |
| 8 | Pulun International Asset Management Limited | Rep | Asset management | 2018-08-28 | 2020-10-16 | RO | Asset management | 2020-10-16 |
| 9 | Pulun International Securities Limited | RO | Advising on securities | 2016-12-05 | RO | Dealing in securities | 2016-12-05 |
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