Lee, Chi Wai (SFC:AFG053) 李志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-25 | |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2003-08-25 | |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Automated trading services | 2003-08-25 | |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-25 | |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-08-25 | |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-08-25 | |
7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-08-25 | |
8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-01-13 | |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-01-13 | |
10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-19 | 2007-01-13 |
11 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2016-06-30 |
12 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2016-06-30 |
13 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2020-02-14 |
14 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2020-02-14 |
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