Lee, Hoi Kam 李開淦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES International Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-10-09 | 2008-02-01 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-06-19 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2017-08-12 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-06-19 | 2017-08-12 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-06-19 | 2016-06-30 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-10-09 | 2008-02-01 |
| 6 | Hash Blockchain Limited | Rep | Dealing in securities | 2024-01-05 | Rep | Automated trading services | 2024-02-06 |
| 7 | HBS (Hong Kong) Limited | RO | Advising on securities | 2023-10-04 | RO | Dealing in securities | 2023-10-04 |
| 8 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2006-07-22 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in futures contracts | 2006-07-22 |
| 10 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-08 | 2006-07-22 |
| 11 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2006-07-26 | 2007-09-10 | Rep | Dealing in securities | 2006-07-26 | 2007-09-10 | Rep | Automated trading services | 2006-07-27 | 2007-09-10 |
| 12 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2022-11-16 | 2023-01-17 | RO | Asset management | 2023-01-17 | 2023-06-30 |
| 13 | Planetree Discount Lending Limited | RO | Securities margin financing | 2023-01-17 | 2023-06-30 |
| 14 | Planetree Futures Limited | RO | Dealing in futures contracts | 2023-01-17 | 2023-06-30 |
| 15 | Planetree Securities Limited | Rep | Dealing in securities | 2022-11-16 | 2023-01-17 | RO | Automated trading services | 2023-01-17 | 2023-06-30 | RO | Dealing in securities | 2023-01-17 | 2023-06-30 |
| 16 | Pulun International Asset Management Limited | Rep | Asset management | 2018-09-10 | 2019-08-19 | RO | Asset management | 2019-08-19 | 2020-10-05 |
| 17 | Pulun International Securities Limited | RO | Advising on securities | 2017-08-14 | 2020-10-05 | RO | Dealing in securities | 2017-08-14 | 2020-10-05 |
| 18 | Zircon Securities (HK) Limited | RO | Advising on securities | 2021-09-10 | 2022-10-31 | RO | Asset management | 2021-09-10 | 2022-10-31 | RO | Dealing in securities | 2021-09-10 | 2022-10-31 |
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