Li, Ka Ming (SFC:ANQ780) 李家銘

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2010-06-17 2014-04-07
2 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2010-06-17 2014-04-07
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2010-06-17 2014-04-07
4 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2008-01-22 2010-05-24
5 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-01-22 2010-05-24

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