Li, Patrick Kin Kwong 李建光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-10-26 | Rep | Dealing in securities | 2009-03-06 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-05-19 | 2004-10-26 | Rep | Dealing in futures contracts | 2009-03-06 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-10-26 | Rep | Dealing in securities | 2009-03-06 | 2016-06-30 |
| 4 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-05-06 | Rep | Asset management | 2004-05-06 | Rep | Dealing in futures contracts | 2004-05-07 |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on securities | 2004-05-06 | Rep | Asset management | 2004-05-06 | Rep | Automated trading services | 2004-05-06 | Rep | Dealing in securities | 2004-05-07 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-02-14 | 2009-02-26 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-14 | 2009-02-26 |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-10-28 | 2005-02-04 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-10-28 | 2005-02-04 |
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