Lin, Wan-Ju 林婉茹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-03-10 | 2015-10-18 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-01-15 | 2015-10-18 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-03-10 | 2015-10-18 |
| 4 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in futures contracts | 2020-08-27 | 2021-11-04 | Rep | Dealing in securities | 2020-08-27 | 2021-11-04 | RO | Advising on futures contracts | 2021-11-04 | RO | Advising on securities | 2021-11-04 | RO | Dealing in futures contracts | 2021-11-04 | RO | Dealing in securities | 2021-11-04 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-11-04 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-08-02 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-11-04 | 2020-08-02 |
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