Lo, Joey Wai Hon 羅偉漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-11-16 | |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-12-23 | |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-29 | Rep | Advising on securities | 2004-06-29 | Rep | Asset management | 2004-06-29 | Rep | Automated trading services | 2004-06-29 | Rep | Dealing in securities | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2018-06-25 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2018-06-25 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-29 | Rep | Advising on securities | 2004-06-29 | Rep | Asset management | 2004-06-29 | Rep | Automated trading services | 2004-06-29 | Rep | Dealing in securities | 2016-06-30 |
| 6 | iTrade Securities Investment Limited | RO | Advising on securities | 2021-07-07 | 2021-10-12 | RO | Dealing in securities | 2021-07-07 | 2021-10-12 |
| 7 | MTF SECURITIES LIMITED | RO | Dealing in securities | 2018-08-02 | 2021-04-20 |
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