Ng, King Lit 吳景烈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-06-26 | 2005-09-19 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-06-26 | 2005-09-19 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-10-29 | 2014-02-05 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-10-29 | 2013-03-20 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-10-29 | 2014-02-05 |
| 6 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-15 | 2009-08-08 |
| 7 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-15 | 2009-08-08 |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-06-25 | |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | Rep | Advising on securities | 2004-01-10 | Rep | Asset management | 2004-01-10 | Rep | Dealing in securities | 2004-06-25 |
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