Chu, Herman Hok Man 朱學敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-05 | 2008-10-01 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2004-10-12 | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in securities | 2005-09-13 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2015-08-08 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2015-08-08 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-09-27 | 2007-05-24 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-21 | 2016-11-01 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-11-10 |
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