Lu, Yiu Kit 呂耀傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-15 | 2014-06-07 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-15 | 2014-06-07 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-06-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-02-26 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-29 | 2019-02-26 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-03-06 | 2009-05-12 |
| 6 | Solshire International Capital Management (HK) Limited | Rep | Advising on securities | 2019-03-05 | 2019-10-04 | Rep | Asset management | 2019-03-05 | 2019-10-04 |
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