Ng, Kwok Ho (SFC:ASY733) 吳國豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-15 | 2014-02-08 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-02-08 | 2014-02-08 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-15 | 2014-02-08 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-01-09 | |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-09 | |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-02-18 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-12-20 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-02-18 | 2018-12-20 |
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