Tang, Yu Lam 鄧榆霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2013-06-24 | 2018-11-23 | Rep | Advising on securities | 2014-02-21 | 2018-11-23 | Rep | Asset management | 2018-01-04 | 2018-11-23 |
| 2 | CIFM Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-02-15 | 2020-09-27 | Rep | Asset management | 2019-02-15 | 2020-09-27 | Rep | Dealing in securities | 2019-02-15 | 2020-09-27 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-28 | 2013-05-01 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-28 | 2013-05-01 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-03-17 | Rep | Asset management | 2022-03-17 | Rep | Dealing in securities | 2022-03-17 |
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