Yip, Lai Ping 葉麗萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-28 | Rep | Advising on securities | 2004-06-28 | Rep | Asset management | 2004-06-28 | Rep | Automated trading services | 2004-06-28 | Rep | Dealing in securities | 2004-12-01 | Rep | Dealing in securities | 2005-04-29 | 2016-06-28 | Rep | Dealing in securities | 2016-07-01 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-28 | Rep | Advising on securities | 2004-06-28 | Rep | Asset management | 2004-06-28 | Rep | Automated trading services | 2004-06-28 | Rep | Dealing in securities | 2004-12-01 | Rep | Dealing in securities | 2005-04-29 | 2016-06-30 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | 2017-03-29 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-04-08 | 2005-04-26 | Rep | Dealing in securities | 2016-07-28 | 2017-02-12 |
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