Yue, Karson Yan Kit 余仁傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORPORATE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-02-18 | |
2 | CORPORATE COMMODITIES LIMITED | Rep | Asset management | 2004-02-18 | |
3 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2004-02-19 | |
4 | CORPORATE BROKERS LIMITED | Rep | Advising on securities | 2004-02-19 | |
5 | CORPORATE BROKERS LIMITED | Rep | Asset management | 2004-02-19 | |
6 | CORPORATE BROKERS LIMITED | Rep | Automated trading services | 2004-02-19 | |
7 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2012-07-25 | |
8 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-07-25 | |
9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-31 | 2015-07-04 |
10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-31 | 2015-07-04 |
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