Zhu, Jia (SFC:AVX806) 朱佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-09-22 | 2014-09-24 |
2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2015-05-26 | 2015-05-26 | Rep | Dealing in securities | 2015-05-26 | 2015-05-26 | Rep | Advising on securities | 2015-06-12 | 2017-01-05 | Rep | Dealing in securities | 2015-06-12 | 2017-01-05 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2015-01-09 | 2015-03-09 |
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