Lee, Wai Yan (SFC:ANR769) 李慧欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-31 | 2011-11-05 | Rep | Asset management | 2007-02-06 | 2011-11-05 |
2 | Quam Securities Limited | Rep | Advising on securities | 2006-09-05 | 2007-01-15 |
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