Lian, Doris Shaodong 連少冬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in securities 2004-09-07 2009-03-11
2 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED RO Advising on securities 2009-10-14 2012-05-05
3 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED RO Asset management 2009-10-14 2012-05-05
4 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED RO Dealing in securities 2009-10-14 2012-05-05
5 Bosera Asset Management (International) Co., Limited RO Advising on securities 2013-07-15
6 Bosera Asset Management (International) Co., Limited RO Asset management 2013-07-15
7 Bosera Asset Management (International) Co., Limited RO Dealing in securities 2013-07-15
8 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED RO Advising on securities 2023-06-19 2024-01-05
9 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED RO Asset management 2023-06-19 2024-01-05
10 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED RO Dealing in securities 2023-06-19 2024-01-05

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