Choy, Yin Nga 蔡燕雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-08-15 | 2008-09-01 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2006-08-15 | 2008-09-01 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-01-21 | 2012-08-29 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-07-24 | 2022-01-26 |
| 5 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2014-07-24 | 2022-01-26 |
| 6 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2022-08-23 | |
| 7 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in futures contracts | 2022-08-23 | |
| 8 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2022-08-23 |
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