Yeung, Beata Kit Sum 楊潔心

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in securities 2012-10-08
Rep Advising on securities 2014-07-30
2 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2004-09-02 2012-02-16
Rep Advising on securities 2008-12-29 2012-02-16
3 DBS VICKERS (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-13
Rep Asset management 2003-10-13
Rep Advising on securities 2003-10-22
Rep Dealing in securities 2004-08-26

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