Yeung, Beata Kit Sum 楊潔心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-08 | Rep | Advising on securities | 2014-07-30 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-09-02 | 2012-02-16 | Rep | Advising on securities | 2008-12-29 | 2012-02-16 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-22 | Rep | Dealing in securities | 2004-08-26 |
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