Chan, Kelly Tung Mui 陳冬梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2006-01-18 | 2006-05-22 | Rep | Asset management | 2006-01-18 | 2006-05-22 | Rep | Dealing in securities | 2006-01-18 | 2006-05-22 |
2 | CHEETAH ADVISORS LIMITED | Rep | Advising on securities | 2008-04-10 | 2009-10-13 |
3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-29 | 2013-12-13 |
4 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2005-12-23 | Rep | Asset management | 2005-12-23 | Rep | Dealing in securities | 2004-06-16 | 2005-12-23 |
5 | TRANSASIA PRIVATE CAPITAL LIMITED | Rep | Advising on securities | 2014-05-02 | Rep | Asset management | 2015-08-28 | Rep | Dealing in securities | 2020-02-20 |
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