Lau, Ricky 劉澍旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-09 | 2011-11-29 |
| 2 | TANG PING KONG LIMITED | Rep | Advising on corporate finance | 2003-05-23 | Rep | Advising on securities | 2003-05-23 | Rep | Asset management | 2003-05-23 | Rep | Dealing in securities | 2003-05-23 | Rep | Dealing in securities | 2005-12-14 | 2007-07-21 | Rep | Dealing in securities | 2012-06-06 | 2016-08-10 |
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