Lee, Chak Ming 李澤銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-12 | 2005-10-09 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-12 | 2005-10-09 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-29 | 2019-04-04 | Rep | Dealing in securities | 2007-05-29 | 2019-04-04 |
| 4 | Grand Capital Securities Limited | Rep | Dealing in securities | 2021-07-09 | |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-09-22 | 2004-02-26 | Rep | Dealing in securities | 2005-10-17 | 2007-05-20 | Rep | Dealing in securities | 2019-09-18 | 2021-03-31 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-02 | 2004-02-26 | Rep | Dealing in futures contracts | 2005-10-17 | 2007-05-20 | Rep | Dealing in futures contracts | 2019-09-18 | 2021-03-31 |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-22 | 2004-02-26 | Rep | Dealing in securities | 2005-10-17 | 2007-05-20 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-09-15 | Rep | Advising on securities | 2003-09-15 | Rep | Asset management | 2003-09-15 | Rep | Dealing in securities | 2003-09-15 |
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