Lee, Samuel Kwok Tung 李國棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-05-29 | 2003-12-04 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-05-24 | 2016-01-29 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-16 | 2016-01-29 |
| 4 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2016-02-23 | 2016-10-11 |
| 5 | BOCOM International Securities Limited | Rep | Dealing in securities | 2016-02-23 | 2016-10-11 |
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