Leong, Wa Lin 梁華練
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-18 | 2018-10-12 | Rep | Dealing in futures contracts | 2004-04-20 | 2018-10-12 |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-08-20 | 2004-02-10 |
| 3 | HONOUR FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Dealing in futures contracts | 2003-08-12 |
| 4 | HONOUR SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Dealing in securities | 2003-08-12 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-10-30 | 2019-12-27 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-30 | 2019-12-27 |
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