Ng, Nicholas Chi Wai 吳志偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2018-07-05
2 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2018-07-05
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2018-07-05
4 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2004-05-19 2005-09-05
5 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2004-05-19 2005-09-05
6 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2017-03-06 2018-06-21
7 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2017-03-06 2018-06-21
8 DBS VICKERS (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-13
Rep Asset management 2003-10-13
Rep Advising on securities 2003-10-20
Rep Dealing in securities 2004-05-07
Rep Dealing in futures contracts 2003-10-28 2004-05-07
Rep Dealing in futures contracts 2005-09-12 2017-02-09
Rep Dealing in securities 2005-09-12 2017-02-09
9 DBS VICKERS FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-10-20
Rep Asset management 2003-10-20
Rep Dealing in futures contracts 2003-12-10
10 DBS VICKERS SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-20
Rep Advising on securities 2003-10-20
Rep Asset management 2003-10-20
Rep Dealing in securities 2003-10-28
11 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2018-07-05

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