Ng, Nicholas Chi Wai 吳志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-07-05 | |
2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-07-05 | |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-07-05 | |
4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-05-19 | 2005-09-05 |
5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-05-19 | 2005-09-05 |
6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-03-06 | 2018-06-21 |
7 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-03-06 | 2018-06-21 |
8 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-20 | Rep | Dealing in securities | 2004-05-07 | Rep | Dealing in futures contracts | 2003-10-28 | 2004-05-07 | Rep | Dealing in futures contracts | 2005-09-12 | 2017-02-09 | Rep | Dealing in securities | 2005-09-12 | 2017-02-09 |
9 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in futures contracts | 2003-12-10 |
10 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-20 | Rep | Advising on securities | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in securities | 2003-10-28 |
11 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-07-05 |
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