Sze To, Kwok Chun 司徒國駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-05-07 | 2013-11-07 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-05-31 | 2013-11-07 |
| 3 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2011-12-01 | 2012-05-04 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-26 | 2011-10-19 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-12-18 | 2021-06-18 | Rep | Dealing in securities | 2023-08-22 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-30 | 2011-07-04 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-07-30 | 2011-07-04 |
| 8 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2021-07-22 | 2023-06-04 | Rep | Advising on securities | 2021-08-12 | 2023-06-04 | Rep | Asset management | 2021-08-12 | 2023-06-04 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-11-11 | 2014-10-04 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-11-11 | 2014-10-04 |
| 11 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-10 | 2017-11-24 |
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