Wu, Hongqi 吳宏奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-08-14 | 2020-04-14 | Rep | Asset management | 2015-08-14 | 2020-04-14 |
| 2 | BOWEN CAPITAL (HK) LIMITED | Rep | Advising on securities | 2023-10-05 | 2023-12-05 | Rep | Asset management | 2023-10-05 | 2023-12-05 | RO | Advising on securities | 2023-12-05 | RO | Asset management | 2023-12-05 |
| 3 | China Pinnacle Equity Management Limited | Rep | Advising on securities | 2020-07-09 | 2020-08-28 | Rep | Asset management | 2020-07-09 | 2020-08-28 | RO | Advising on securities | 2020-08-28 | 2023-09-30 | RO | Asset management | 2020-08-28 | 2023-09-30 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-06-19 | 2014-04-30 |
| 5 | PACIFIC EAGLE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-06-16 | 2015-08-05 | Rep | Asset management | 2014-06-16 | 2015-08-05 |
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